An Exploration of Effectiveness in the Regulation of Federal by Mike Potter

By Mike Potter

Financial companies regulators are tasked with balancing the conflicting roles of empowering and policing their regulated groups. to be able to be powerful, businesses has to be in a position to accomplish either initiatives. This research examines numerous determinants of effectiveness between U.S. financial institution regulators.
Using statistical and narrative analyses, it examines elements that experience contributed to the regulatory effectiveness of the nationwide credits Union management, workplace of the Comptroller of the forex, and workplace of Thrift Supervision. The research concerned about the relationships among regulatory skill to avoid mess ups and impacts together with enterprise durability, skill to control complexity, appointee and employees features, challenge balance, regulatory type, and assets. organization sturdiness and assets had the best impression on effectiveness one of the situations that have been tested. also, this examine proposes a typology that means that more desirable regulators may be able to stability info from their regulated groups with a public curiosity orientation. this enables them to have present information about rising regulatory matters but additionally to prevent changing into too reliant on their supervised associations for info. via now not being overly reliant or out of contact with their regulated groups, organisation can higher foster regulatory resiliency.

Show description

Read or Download An Exploration of Effectiveness in the Regulation of Federal Depository Institutions, 1989–2008: Striving for Balance PDF

Best banks & banking books

The Sortino Framework for Constructing Portfolios: Focusing on Desired Target Return™ to Optimize Upside Potential Relative to Downside Risk

The most typical means of creating portfolios is to take advantage of conventional asset allocation concepts, which fit the client’s danger urge for food to a weighted allocation technique of mounted source of revenue, equities, and different varieties of resources. this system specializes in how the money is allotted, instead of on destiny returns.

The World Bank and Social Transformation in International Politics: Liberalism, Governance and Sovereignty (Routledge Studies in Globalisation)

Within the Nineteen Nineties the area financial institution replaced its coverage to take the location that the issues of poverty and governance are inextricably associated, and enhancing the governance of its borrower nations grew to become more and more authorised as a valid and demanding a part of the area Bank’s improvement actions. This e-book examines why the realm financial institution got here to determine strong governance as vital and overview what the area financial institution is doing to enhance the governance of its borrower nations.

Hybrid Securities: Structuring, Pricing and Risk Assessment

Hybrid capital securities or 'hybrids' supply numerous merits. they give flexibility fairness with out shareholder dilution, supply defense to senior collectors, are a sturdy resource of long term investment for fit businesses, and support insurers and banks meet regulatory and ranking supplier capital requisites.

Wachstumsfinanzierung mit Hilfe eines Börsengangs am Beispiel der Treppenliftbranche (German Edition)

Studienarbeit aus dem Jahr 2016 im Fachbereich BWL - financial institution, Börse, Versicherung, be aware: 2. zero, , Sprache: Deutsch, summary: Die Treppenlift GmbH ist ein mittelständisches Unternehmen, welches im Bereich Spezialmaschinenbau für die Investitionsgüterindustrie, vorwiegend für die Treppenliftbranche, tätig ist.

Extra info for An Exploration of Effectiveness in the Regulation of Federal Depository Institutions, 1989–2008: Striving for Balance

Example text

Download PDF sample

Rated 4.86 of 5 – based on 36 votes